DIRECTOR
Adam began his career practicing law. He worked in the Legal and Compliance Department at Morgan Stanley where he advised on compliance, regulatory, and securities law matters. He then specialized in defending federal criminal investigations, prosecutions, and trials with a focus on financial securities issues, tax issues, and fraud while at a law firm. Later, he served as Legal and Compliance Counsel for a hedge fund where he oversaw legal, compliance, risk, and operations.
Adam transitioned to a career in wealth management in 2018 and leverages his legal background to offer a differentiated perspective on wealth management. His multi-generational approach involves tax-efficient and risk mitigation strategies, helping clients maintain their current lifestyle while meeting their long-term financial needs and goals.
He covers all facets of wealth management including investment planning, portfolio allocation, integration of alternative investments combined with equity and fixed income, retirement planning, and guidance on estate planning.
He holds Series 7 and 66 securities licenses and is admitted to the Bars of New York and New Jersey. He is admitted to practice law in the federal courts of the Southern District of New York, the Eastern District of New York, and the U.S. Tax Court.
Adam earned his BA at Bucknell University and his JD at Brooklyn Law School. He enjoys travel, golf, tennis, skiing, and spending time with his family.
